Saturday, February 24th 2018


What can you do with a series 7 license?

Interesting Question?   (8)   (13)

Answers (1)

8th Nov 2009 by Amelia Timbers

Series 7 is one of an array of financial licenses you can earn. All financial licenses with "Series" in the title are controlled by FINRA, the Financial Industry Regulatory Authority. Series 7 is a gateway license that is required for more sophisticated financial certification, but is generally required of financial advisors working for businesses. It is almost interchangeable with CFA certification. Series 7 qualifies you to be a "General Securities Representative", which is the basic level of stock and bond trader. Passing the Series 7 test (which is 6 hours and requires 70% or better to pass) licenses you to handle securities- trade, buy, sell municipal or corporate bonds and securities, sell investment products, etc. You can basically be or work for a stock broker. There numerous other certifications- the scale advances to Series 87-that, when passed, permit you to handle a different financial product or process.

Like This Answer?   (3)   (0)
This answer is the subjective opinion of the writer and not of

6th Nov 2009 In Careers 1 Answers | 2212 Views
Subjects: series 7 license,

Answer This Question / Give Your Opinion
What can you do with a series 7 license?

Answer: *

What country is this answer relevent to? *
Your Name: *

Enter Verification Number: *

Give Your Opinion
What financial information are companies required to provide to investors?
Share a simple answer to help inform others:
Specific to any country?
First name / Alias

• Your answer will be posted here:
What financial information are companies required to provide to investors?
Unanswered Questions in Careers
What causes unemployment?
Which are the best investment banking firms to work for in New York?
What qualifies you for unemployment?
How to get a job in hedge funds?
What does a credit analyst do?

Answered Questions in Careers
What can i do with a finance degree?
What is a series 7 license?
What are the benefits of a college degree?
What is a credit analyst?
What is a cpa?
Ask A Question
Get opinions on what you want to know:
Specific to any country?