Question
Who regulates life insurance?
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16th Nov 2009 by Joseph Pousada
In the United States the insurance industry is regulated at the state level with each state having their own special provisions. However, for contracts where there are separate accounts for investment purposes there is also regulation from the SEC (Security and Exchange commission), FINRA (Financial Industry Regulatory Authority) as well as if the CFTC (Commodities Future Trading Commission) and the NFA (National Futures Association) if warranted.
Reference:
http://www.naic.org/
http://www.finra.org/
http://www.nfa.futures.org/
http://www.sec.gov/
http://www.cftc.gov/
In the United States the insurance industry is regulated at the state level with each state having their own special provisions. However, for contracts where there are separate accounts for investment purposes there is also regulation from the SEC (Security and Exchange commission), FINRA (Financial Industry Regulatory Authority) as well as if the CFTC (Commodities Future Trading Commission) and the NFA (National Futures Association) if warranted.
Reference:
http://www.naic.org/
http://www.finra.org/
http://www.nfa.futures.org/
http://www.sec.gov/
http://www.cftc.gov/
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9th Nov 2009 In Life Insurance
1 Answers | 136 Views
Subjects: life insurance,
life insurance regulation,