Wednesday, September 26th 2018

Question

What are restricted securities?

Interesting Question?   (5)   (11)



Answers (1)

11th Dec 2009 by Tom Lindmark

Restricted securities are either equity or debt securities that are subject to some restriction on their sale or transfer. Typically, restricted securities arise from executive compensation plans. For instance, an executive might be awarded options to purchase shares of the company for which he works or might be granted shares in the company. These shares may have caveats that prevent more than a certain amount being sold in any given year or might require registration in order to be sold. Normally, restricted securities state on their face that their sale or transfer is restricted. Any purchaser of restricted securities is thus forewarned to investigate the nature of the restriction.

Like This Answer?   (0)   (0)
This answer is the subjective opinion of the writer and not of FinancialAdvisory.com



26th Oct 2009 In Investing 1 Answers | 500 Views
Subjects: restricted securities, securities,

Answer This Question / Give Your Opinion
What are restricted securities?


Answer: *

What country is this answer relevent to? *
Your Name: *

Enter Verification Number: *


Give Your Opinion
What do you need to open up a bank account in Venezuela?
Share a simple answer to help inform others:
Specific to any country?
First name / Alias

• Your answer will be posted here:
What do you need to open up a bank account in Venezuela?
Unanswered Questions in Investing
What are the risks of a managed fund?
What is an imprest fund?
What are dual currency investments?
What is an online savings account?
What is a secondary financial market?

Answered Questions in Investing
How to protect your savings?
What is the putnam international equity fund?
How do hedge funds work?
What are interest rate swaps?
What is an etf investment?
Ask A Question
Get opinions on what you want to know:
Specific to any country?